About

Phillip D. Huber, CFA
Managing Director

Mr. Huber is a 1982 graduate of Duke University in economics and holds the Chartered Financial Analyst designation. He has spent the last sixteen years in investment banking for community-based financial institutions, focusing on strategic planning, mergers and acquisitions, and capital raising. Prior to this, Mr. Huber was a bank examiner with the North Carolina Office of Commissioner of Banks for six years. Before moving to North Carolina from New York, he was principally responsible for the credit analysis function on the corporate bond desk of a mid-sized New York investment banking/brokerage firm. He spent the first four years of his career as a financial analyst with a large New York-based multi-line insurance company where he specialized in portfolio management, credit analysis, and asset/liability management for the fixed income portfolios.

Mr. Huber holds the following securities licenses: Series 7 (General Securities Representative), Series 24 (General Securities Principal), Series 63 (Uniform Securities Agent State Law Examination), Series 27 (Financial and Operations Principal) and Series 79 (Limited Representative - Investment Banking).

To read about the CFA charter,
CLICK HERE.